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Principal Communication Compliance Analyst, Advertising Regulation Independently conducts complex analyses of FINRA firms communications with the public both independently of, and in conjunction with, other FINRA departments and other regulators. Provides assistance and support to Associate Director, Director, and Senior Director in the areas of quality control, training and supervision.Essential Job Functions:Conducts routine and complex assessments and analyses, including spot-checks, of FINRA firms communications.Participates in and coordinates joint. After registering you may be able to apply for this job directly (if still active) on (Financial Industry Regulatory Authority)'s site. Future job matches may be sent from Geebo approved job partners.
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