Internal Auditor

Company Name:
John Leonard Employment Services
Bachelor degree in finance or accounting from an accredited four year institution, CPA and/or Audit Certification a plus. The ideal candidate will have 3-5 years of relevant experience
Our client, a private trust company providing a full range of wealth advisory and management
to families and individuals of means is seeking to hire an Internal Auditor.
The Internal Auditor helps to reduce enterprise risk, protects firm and client assets by ensuring compliance with applicable regulations, key policies and internal control procedures. The Internal Auditor will be a member of various governance committees. The Internal Auditor will draft an annual risk-based audit plan, obtain Audit Committee approval for such plan and execute the plan in accordance with identified, key risks and associated with the above business activities. The
will be based in Boston with some travel to
new hampshire
to ensure adequate coverage of all locations and distribution channels.
Develops an audit methodology in accordance with generally accepted testing standards.
Establishes the company's Audit Risk Assessment in accordance with the size, nature and geographic diversity of the business.
Drafts, executes and updates audit programs and plans based on level of risk.
Completes all audit work on agreed upon annual schedules.
Completes audit work papers by documenting audit tests and observations in accordance with generally accepted standards.
Communicates audit findings by preparing a final report every quarter; discussing findings with management and Audit Committee.
Maintains audit issues database, monitors target completion dates and reports delinquencies to Board and appropriate committees.
Follows up with outstanding audit findings and re-tests within a six month period.
Ensures compliance with established internal control procedures by examining records, reports, operating practices, and documentation.
Reviews all policy and procedure changes and develops appropriate testing measures.
Maintains internal control systems by updating audit programs and questionnaires; recommending new policies and procedures.
Complies with federal, state, and local security legal requirements by studying existing and new security legislation; enforcing adherence to requirements; advising management on needed actions.
Prepares special audit and control reports by collecting, analyzing, and summarizing operating information and trends.
Has an understanding of and prior experience with the International Standards for the Professional Practice of Internal Auditing.
Bachelor degree in finance or accounting from an accredited four year institution, CPA and/or Audit Certification a plus. The ideal candidate will have 3-5 years of relevant experience
Communication: position requires the ability to clearly communicate across the institution both in verbal and written form.
Organizational: position requires strong organizational and ability to be detailed oriented.
Collaboration: Ability to work well as both an individual contributor and in team environment.
Tenacity: the ability to overcome objections and address non-compliance
Knowledge of knvestment
and investment terminology
Strong MS Office Knowledge as well as industry specific software (Advent & State Street Bank WealthConnect)
Governance, risk, and control

Don't Be Fooled

The fraudster will send a check to the victim who has accepted a job. The check can be for multiple reasons such as signing bonus, supplies, etc. The victim will be instructed to deposit the check and use the money for any of these reasons and then instructed to send the remaining funds to the fraudster. The check will bounce and the victim is left responsible.