Client Associate Investments

617 361-5295 Janet M. Rouse 1154 Hyde Park Ave. Hyde Park, MA 02136 Client Service Associate-Investments Personable, engaging and trusted sales assistant with over two decades of experience supporting the efforts of securities brokers. A conscientious self-starter with proven ability to handle the full range of market-related tasks and transactions. Trusted team player that works comfortably and successfully with minimum direction. Expertise and Value Offered Retail and Institutional Markets Client Relations Custodial Operations Securities Transfers ACH Transactions Back Office Operations Thompson One Bloomberg Excel, Word, Outlook Calendar Management Informax and Smartstation Reuters Career Highlights Moors & Cabot Inc., Boston MA 2000 to 2010 Client Service Associate-Investments Provide daily support to a team of 6 financial advisors. Entrusted with client interactions during all stages of the financial relationship. Open new client accounts, enter cost basis, and process new broker transfers. Frequently selected to handle research projects and Excel reporting Create and deliver client proposals and reports. Process ACH deposits and withdrawals. Extensive experience in retail and institutional broker operations A depth of knowledge of industry rules and regulations The ability to deliver results when faced with changing priorities Prudential Securities Inc., Boston MA 1998 to 1999 Sales Assistant-Investments Provided operational and administrative support to 5 retail brokers. Single point of contact responsible for handling client inquiries and requests. Established and maintained records of all incoming and outgoing correspondence. Opened new accounts, prepared correspondence, and ensured the highest level of client support. Stratfield Investment Management 1997 to 1998 Portfolio Assistant Provided support to the company owner in all aspects of office operations and portfolio administration. Bought and sold securities in client portfolios under the direction of the portfolio manager. Cleared client funds through major banks. Acted as account custodian in coordination with banks using the SEC APL system. Additional Professional Experience Fahnestock & Company, Boston, MA Administrative Assistant A.G. Edwards & Sons, Boston, MA Administrative Assistant Alex Brown & Sons, Boston, MA Administrative Assistant Fire Solutions Anti- Money Laundering CE 2003

  • ID#: 66547
  • Location: Boston, MA , 02109

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